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06:19 AM, Jul. 30, 2010
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Post Trade   

  • Deloitte Poll Reveals Confusion Over Reg Reforms
    07/29/2010

    An informal poll conducted Wednesday by Deloitte & Touche reveals that industry participants remain confused over the benefits of recently passed regulatory reform and how it will affect them.

  • DTCC Moves Billing Online
    07/29/2010

    The Depository Trust & Clearing Corp. plans to make all billing available in an online application next quarter.

  • CESR Outlines OTC Derivatives Reporting Options
    07/23/2010

    The Committee of European Securities Regulators published its consultation paper on transaction reporting for over-the-counter derivatives last week and proposed two options that would govern requirements for transaction and position reporting of the contracts.

  • LaCrosse Plans Integration For BofA Assets
    07/21/2010

    LaCrosse Global Fund Services is planning to take a best-of-breed approach with the fund administration assets it is acquiring from Bank of America Merrill Lynch, according to co-ceo Christopher Kundro.

  • State Street Sees Service Market Growth
    07/21/2010

    A rash of new business this year for bank owned custodians and administrators is the result of an expanding pool of potential clients, according to Jay Hooley, ceo of State Street.

  • Algorithmics: Basel II Framework May Create Data Slog
    07/20/2010

    Algorithmics is cautioning the Bank of International Settlements’ Basel Committee on Banking Supervision that a proposal for an international framework for measuring, standardizing and monitoring liquidity risk may be tough on firms from a data management perspective.

  • European Commission Proposal May Limit CCP Risk Policies, Industry Says
    07/19/2010

    Industry officials have warned the European Commission that the appointment of independent administrators to chair and participate in a clearinghouse’s risk committee could limit a CCPs ability to establish a stringent risk policy for clearing over-the-counter derivative contracts.

  • Viteos Builds Connections To Risk Management Systems
    07/13/2010

    Viteos Fund Services is working with large risk management software companies in order to set up the ability to stream data to them on a real-time basis, according to Francis Rainsford, executive v.p.

  • OCC Eliminates EDP Pledging Of Gov’t Securities
    07/12/2010

    The Options Clearing Corp. plans to eliminate its electronic pledge process for U.S. and Canadian government securities in favor of taking control of the securities immediately.

  • Bloomberg Adds Drill-Down Capability For Derivatives Valuations
    07/09/2010

    An over-the-counter derivatives valuation service launched this week by Bloomberg Professional Service will give users the ability to examine the vendor's methodologies for valuing the complex instruments.

  • Calif. Firm To Build Out Research On East Coast
    07/09/2010

    C.K. Cooper, an Irvine, Calif.-based full-service investment bank, is planning to build out its research group on the East Coast.

  • Cosmos Updates Offering Structure For Modules
    07/09/2010

    Cosmos Technologies, the development arm of Indus Valley Partners, has added a new annual lease option for all its modules, which include P&L analytics, full-blown post-trade compliance, financing and risk management, according to Gurvinder Singh, IVP ceo.

  • NSCC Attempts To Limit Stock Borrow Risk
    07/08/2010

    The National Securities Clearing Corp, a subsidiary of the Depository Trust & Clearing Corp., plans to restrict the lending of certain securities through it automated Stock Borrow Program, including corporate and municipal bonds and securities by a member that is the issuer or affiliate of the issuer of the security.

  • Advent Preps Platform Integration
    07/01/2010

    Advent is in the process of completing development on the integration of its portfolio management and fund accounting platform Geneva 8.0 with Advent Partner, its partnership accounting platform for hedge funds.

  • Penson Mulls Fixed-Income Service Addition
    06/29/2010

    Penson Worldwide is mulling the possibility of expanding its fixed-income processing service in the wake of completing its acquisition of the correspondent clearing contracts of Ridge Clearing & Outsourcing Solutions, a subsidiary of Broadridge Financial Solutions.

  • Operations Performance Indexes
    06/25/2010

  • NSCC Adds Third-Party Member Type
    06/24/2010

    The National Securities Clearing Corp., a subsidiary of the Depository Trust & Clearing Corp., has added a new member designation to allow third-party providers to access its mutual fund services, including Fund/SERV.

  • FICC Outlines Changes In Preparation For NYPC
    06/24/2010

    The Fixed Income Clearing Corp., a subsidiary of the Depository Trust & Clearing Corp., has outlined an initial set of changes it expects to make related to its Government Securities Division (GSD) and Mortgage-Backed Securities Division (MBSD) participants in the next few months.

  • BNY Mellon Banks On Rep, Independence As FCM
    06/24/2010

    BNY Mellon Clearing (BMC), a U.S.-registered futures commission merchant introduced by The Bank Of New York Mellon this week, will emphasize its reputation as a service provider and its independence once it begins targeting new clients, according to Sanjay Kannambadi, ceo of the unit.

  • Some Buy-Side Firms To Increase Collateral Tech Spending
    06/10/2010

    A small segment of buy-side firms plan to increase their spending on technology to improve their collateral management processes for over-the-counter derivatives, according to the results of a survey conducted by IntegriData.

  • NSCC Adds Asset Protections To ACATS
    06/09/2010

    The National Securities Clearing Corp., a subsidiary of the Depository Trust & Clearing Corp., will make changes to the process for its Automated Customer Accounts Transfer System (ACATS) intended to protect retail customer assets.

  • Buyside Needs Tech, Exemptions To Clear OTC Derivatives
    06/09/2010

    Buy-side firms will need new technology and regulatory exemptions before they can effectively access central counterparty clearing (CCP) platforms for over-the-counter derivatives directly, according to Ila Eckhoff, director at BlackRock.

  • European Parliament Group Backs E.U.-Based Derivatives Infrastructure
    06/04/2010

    A move to use Europe-based infrastructure for over-the-counter derivatives clearing and reporting seems more likely following this week's actions by the European Parliament's influential Economic and Monetary Affairs Committee.

  • Northern Trust Eyes Hedge Fund Monitor Risk Module
    06/02/2010

    Northern Trust is looking at the possibility of adding a risk module onto its reporting platform for hedge fund and fund-of-fund managers.

  • Swiss Scope OTC Regulation
    05/28/2010

    The Swiss Financial Market Supervisory Authority has begun looking at whether the over-the-counter derivatives market should be regulated.

  • Why Operations Matters: Cost and Risk Reduction Using Standardizing Measurement
    05/28/2010

    Post-trade processing has rarely received as much attention as trading despite being a key part of the trade lifecycle. But recent events have highlighted the operations function and inspired attempts to improve it.

  • Vendors Count Down To Cost Basis Deadline
    05/27/2010

    Vendors offering cost basis calculation and reporting software are counting down the days until the first implementation deadline for new rules from the Internal Revenue Service.

  • ISDA Preps Updated Governance Docs
    05/26/2010

    The International Swaps and Derivatives Association is in the process of updating documents related to its governance structure.

  • SWIFT Group Vets Digital Safe Concept
    05/25/2010

    Innotribe, a unit within SWIFT focused on innovation, is in the process of vetting an idea with the industry for a digital safe for banks that SWIFT may help produce and support in a few years.

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